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Clinical Evaluation of A New Model of Self-Obtained
Method for the Assessment of Genital Human Papilloma Virus Infection
in an Underserved Population |
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Chi-Chang Chang, MD
Chih-Jen Tseng, MD
Wei-wei Liu; MD
Smita Jain, MBBS, DFFP
Shang-Gwo Horng, MD
Yung-Kuei Soong, MD
Swei Hsueh1, MD
Chia C. Pao2, PhD
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Background: We designed a self-sampling method to collect
exfoliated genital cells for human papilloma virus (HPV) detection.
The aim was to assess whether it was suitable as an assistant
tool for the early detection of cervical pre-cancer and cancer
in a special category of the women who are not frequently
screened for cervical cancer.
Methods: We compared the results of HPV detection that were
self-obtained and physician-obtained cervical swabs from the
same patient that were analyzed using hybrid capture II assay.
The diagnostic rate of cervical pre-cancer and cancer between
self-obtained method and physician-obtained method were analyzed.
Results: A total of 1194 women were prospectively registered
from September 1997 through September 1999. Among them, 144
(12.1%) of self-test samples and 155 (13%) of physician-obtained
samples were oncogenetic associated-HPV positive. Statistically,
no significant differences existed in the screening rate for
cervical cancer using either the self-collected samples or
the physician-obtained samples (p> .05). The sensitivity
of cervical precancer or cancer detection using self-obtained
HPV testing was higher (96.3%) as compared with the Pap smear
(79.2%) (p< .02).
Conclusion: The detection correlation of the HPV test between
the self-obtained method and physician-obtained method was
93%. Our results indicated that self-sampling was a reliable
method for testing for HPV. The identification of HPV infection
through the self-obtained method can be used in early identification
of high-risk women with cervical precancer and cancer especially
in underserved populations.
(Chang Gung Med J 2002;25:664-71)
Key words: cervical cancer, cervical intraepithelial neoplasia,
Papanicolau smear, human papillomavirus, hybrid capture.
Worldwide, cervical carcinoma is the second leading cause
of death from cancer in women. It has been well established
that organized cytological screening programs can substantially
reduce the morbidity and mortality rates from cervical cancer
in developed countries.(1) Despite, the recommendations by
the health care professionals, there are still segments of
the general population that are not receiving these screening
services as frequently as recommended. As a result, cervical
cancer may be diagnosed at the late stage and the mortality
rate may be increased. One critical issue of the reduced screening
is the identification of subgroups that are underserved. The
subgroups include women that tend to be older, uninsured,
minority, poor, physically disabled, debilitated, and living
in rural areas.(2) There are at least four segments of the
population who are not frequently screened namely, those with
debilitating diseases (hemiplegics, cerebrovascular accidents),
physically disabled (handicapped), elderly women, and those
in rural populations. The speculum assisted cervical smear
is rather uncomfortable and inconvenient that precludes those
women from receiving regular smears for cancer prevention.
Disability is an important factor for reduced screening because
of the rapidly increasing elderly population. While cervical
cancer typically occurs during fifth and sixth decades of
life, 27% of patients are > 65 years of age.(3) On the
other hand, delivering preventive care is often more difficult
for rural than for urban primary care practices. On the other
hand, medical practices are also different in rural areas.
There are fewer physicians and the patients spend less time
with their physicians.(4) However, there are also important
limitations to screening samples obtained during pelvic examination:
such as examinations require a trained health professional
working in a clinical setting. In addition there are often
cultural inhibitions that render routine pelvic examination
unacceptable to symptomatic women belonging to certain ethnic
backgrounds, which limit the utilization of screening services.(5)
Epide- miological and basic molecular biological studies support
the concept that certain genital Human Papilloma Virus (HPV)
are the major risk factors for the development of cervical
cancer and constitute 85-95% of human cervical carcinomas,
suggesting that the parameter of HPV typing is important for
identifying women at risk.(6,7) Recently, the introduction
of HPV testing in screening protocols has been a subject of
active research and considerable public health relevance.
The clinical usefulness of HPV testing using Hybrid Capture
II has been evaluated in a number of studies (8~10) and had
shown that HPV test could be used as an assistant diagnostic
biomarker for early detection of cervical pre-cancer or cancer.
In order to evaluate the screening value of high risk HPV
infection in the diagnosis of cervical per cancer and cancer,
we designed a self-sampling method to collect genital exfoliated
cells using hybrid capture II assay. We particularly focused
our study on women with limitations of activity, elderly women,
and those residing in rural areas. The aim was to assess whether
it was suitable as an assistant tool for the early detection
of cervical pre-cancer and cancer in this special category
of the women. The study was designed as a prospective, double
blind trial performed in a population-based cohort. We compared
the results of HPV detection in self-obtained and physician-obtained
method using cervical swabs from the same patients analyzed
them using hybrid capture II assay.
METHODS
The community based randomized trial was conducted in the
communities in northwestern Taiwan, a region with the lowest
doctor patient ratio in the country. From September 1997 through
September 1999, 1194 women participated in the study. All
of the patients included were either handicapped (hemiplegics,
cerebrovascular accidents, physically disabled, etc), living
in rural area, or elderly women. Exclusion criteria were pregnancy
and virgin women. Women with history of abnormal vaginal smear
and/or cervical intraepithelial neoplasia (CIN) or cancer
were also excluded.
The study protocol was approved by the research committee
of Chang Gung Memorial Hospital. Informed written consent
was obtained from all of the participants. Patients enrolled
in the study were sent a questionnaire form, collection tube,
and instructions for sampling. A special telephone number,
e-mail address and web site were set up for communication.
We supplied a special nurse, if needed, to assist them in
performing the smear. For those handicapped and debilitated
women with hemiplegic, dementia or cerebrovascular accidents,
vaginal swab specimens were taken by a family member or special
nurse. After sampling, patients were asked to send the collection
tube (sealed) to the hospital laboratory. The complete process
followed a specific sequence: (1) self-obtained specimens
for HPV DNA testing were collected from home; (2) within 3
days after self sampling, the women were called to the gynecology
clinic for speculum assisted samples by a physician; (3) pap
smear was obtained using a wooden spatula or cytobrush; and
(4) colposcopic examination with 5% acetic acid.
Women were asked to swab the inside of the vagina by themselves
using a standard 15 centimeter cotton swab. They were instructed
to perform the test by inserting the sterile swab into the
vagina as far as possible and then rotating the swab up and
down and placing it in a transport container with specimen
transport Media (Specimen transport media, DIGENE Corp). After
the self-sampling was performed, a speculum-assisted speculum
sample was obtained from the endocervix and ectocervix for
HPV DNA testing. The cervical swabs were each immediately
placed in plastic tubes filled with 0.5 ml specimen transport
media.
All of the collection specimens were stored at 4oC and send
to laboratory room for HPV testing. The presence of genital
oncogenetic-associated HPV was assayed using the Hybrid capture
II method. Samples were discarded if the collecting tubes
were broken during transportation, blood stained, dried, or
contaminated. The results of both sets of samples were compared.
During the collection of the speculum assisted sample, a cervical
scrap was also obtained for Papanicolau smear using a cytobrush
or wooden spatula. The specimen was sent to the pathology
department to be examined by a cytopathologist, who was not
aware of the hybrid capture results. The Bethesda system for
Pap smear was used. Women with identified genital oncogenetic-associated
HPV infection or abnormal Pap smear, including Abnormal squamous
cell of indeterminate significance (ASCUS), low-grade squamous
epithelial lesions (LSIL), high-grade squamous epithelial
lesions (HSIL), squamous cell carcinoma, and adenocarcinoma,
were referred to the colposcopy clinic and biopsies were taken
from colposcopically verified lesions.
Laboratory methods
Hybrid capture assay
The HPV DNA assay was performed using a commercially available
Hybrid Capture System II (Digene Corporation, located in Gaithersburg,
MD U.S.A.). Hybrid capture is a solution hybridization method
in which ribonucleic acid (RNA) probes for HPV DNA are hybridized
in solution with the sample DNA. The Digene Hybrid Capture
II System is a sandwich capture molecular hybridization assay
that employs chemi-luminescent detection. Specimens for HPV
testing were processed according to the manufacturer's instructions.
Specimens were treated with alkali-denaturate solution at
65oC for 45 minutes, and hybridized under high stringency
with a mixture of specific ribonucleic acid (RNA) probes,
HPV type 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, 59, and
68. The resultant DNA-RNA hybrids were captured on the surface
of the microtiter plate wells coated with an anti- DNA-RNA
hybrid antibody. The immobilized hybrids reacted with an alkaline
phosphatase-conjugated antihybrid monoclonal antibody. Light
was then emitted and measured as relative light units (RLUs)
on a luminometer. The intensity of the light unit emitted
was proportional to the amount of target DNA in the specimen.
A RLU measurement greater than or equal to the positive control
cut off value (0.2 pg/ml HPV DNA) indicated the presence of
HPV sequences in the patient's specimen, whereas a RLU measurement
less than the cut off value indicated the absence of HPV sequences.
Statistical analysis
Diagnostic performance index values such as sensitivity and
specificity were calculated for each method. The crude percentage
of agreement between sampling methods was the percentage of
pair samples where HPV test results were identical. Comparisons
of different characteristics between the groups were based
on the Pearson chi-square test. The comparisons of correlation
and discrepancy between groups were based on the McNemar's
chi-square test. A significant difference was considered at
p< .05. Statistical analyses were conducted using readily
available commercial statistical SAS software packages.
RESULTS
Among the 1194 patients who enrolled in the study, 151 women
were handicapped, 353 were living in rural area, and 690 were
elderly women. The median age of women was 51.3 years. Five
hundreds and four patients (42.2%) were younger than 50 years
and 690 patients (57.8%) were older than 50 years.
Of the 1194 women, 144 (12.1%) of the self-test samples and
155 (13%) of the physician-obtained samples were oncogenetic
associated-HPV positive. Overall, the self-obtained method
had a good correlation for the presence of HPV DNA with the
physician-obtained sample group. The results of HPV tests
in the self-obtained method and the physician-obtained method
with the correlation are shown in Table 1. The correlation
of the HPV positive detection results in the self-obtained
group compared with physician group was 92.9%. There were
11 cases of discrepancy between the self-obtained and physician-obtained
methods. All of them were HPV test negative in the self-obtained
methods and positive in the physician-obtained methods. None
of the samples was HPV test positive in the self-obtained
method and negative in physician-obtained method. The discrepancy
of the HPV positive detection results was 7.1%. The over all
correlation of HPV test in the self-obtained group compared
with the physician group was 99.1%. Statistically, no significant
differences existed in the screening rate for cervical cancer
using either the self-collected samples or the physician-obtained
samples using the McNemar's chi-square test (p> .05). The
overall discrepancy of the HPV results was 0.9%.
However, in the older population (60 years and older), the
discrepancy was slightly higher in around 25%, although the
difference was not statistically significant (p> .05).
After colposcopic examination and directed biopsy, the identified
cervical precancer or cancer lesions was CIN I in 23, CIN
II in 10, CIN III in 16, and cancer in two women based on
HPV self-obtained screening. The results were CIN I in 25,
CIN II in 10, CIN III in 16, and cancer in two women based
on HPV physician-obtained method. Statistically, no significant
differences existed in the screening rate for cervical precancer
or cancer diseases using either the self-collected samples
or the physician-obtained samples (p> .05). However, it
was seen that the detection rate between the two groups in
the cervical low grade lesions was different while, it was
exactly same in the high grade lesions (CIN II and CIN III)
and cancer.
Regarding the Pap smear screening, the Pap smear distribution
was as follows: normal in 1074, ASCUS in 68, LSIL in 32, HSIL
in 15, and cancer in two women. After colposcopic examination
and directed biopsy, the identified cervical precancer or
cancer lesions in the women with abnormal Pap smear was CIN
I in 20, CIN II in nine, CIN III in 11, and cancer in two.
Table 2 shows the pathological findings with positive HPV
test in the self-obtained and physician-obtained samples.
Table 3 and 4 shows the sensitivity and specificity of cervical
precancer or cancer detection using Pap smear and self-obtained
HPV. The sensitivity of cervical precancer or cancer detection
using the self-obtained HPV testing was higher (96.3%) as
compared with the Pap smear (79.2%) (p< .02). However,
no significant differences existed in the specificity for
cervical precancer or cancer detection rate using either the
self-collected HPV test or the Pap smear (91.8% versus 93.4%,
(p> .05). The positive predictive value, false negative
rate, and false positive rate using Pap smear test were 35.9%,
20.8%, and 64.1%, respectively. The positive predictive value,
false negative rate, and false positive rate using the self-obtained
HPV test were 35.4%, 3.7%, and 64.6%, respectively. Statically,
the false negative rate of the Pap smear was higher than the
HPV test using the self-obtained method in the study (p<
.01). According to age distribution, the specificity of the
HPV test using the self-obtained methods in women younger
than 50 years was particularly lower in 24.2% as compared
with the Pap smear in 87.5%. The specificity of the HPV test
using the self-obtained method in women older than 50 years
was particularly lower in 62.2% as compared with the Pap smear
in 80% (Table 5).
DISCUSSION
Widespread use of cervical screening programs has led to
a marked decline in the rate of incidence and death from invasive
cervical cancer. Although, screening for cervical carcinoma
has been widely accepted as beneficial, significant limitations
continue to impair screening of large populations because
of the limited availability of trained medical personnel,
limited time, patients' inconvenience or non- compliance,
and inability to reach medically underserved population. The
false negative rate of the Papanicolau smear also have pronounced
been during recent years and the false negative results have
ranged from 20 to 50%. To improve the Pap smear screening
rate and decrease the false negative rate, several reports
have demonstrated that the HPV test could be used as an assistant
tool in the early diagnosis of cervical precancer and cancer,
such as used in triage in ASCUS group and is concurrently
used with the Papanicolau smear. Additionally, several researchers
have reported that self-obtained methods can be used as an
alternative to collect vagino-cervical specimens for the HPV
test. In these studies,(11~13) the women included were either
young or of the general population for screening of HPV DNA
using self tests. In our study, we included women who were
physically handicapped, elderly women or residing in rural
areas, which did not regularly participated in conventional
screening programs.
Biochemical assays for detecting HPV DNA have been developed
which include PCR testing, insitus hybridization, and hybrid
capture test II. PCR testing for HPV has high sensitivity
for detecting HPV related lesions, but considerable inter-observer
and inter-laboratory variations exist, which can increase
the false negative rate. Hybrid capture II test has a well-validated
analytic sensitivity and has been shown to be an accurate
reproducible test. Although Hybrid capture is a sandwich detection
method that detects either HPV types of high and intermediate
oncogenic risk (i.e., HPV 16, 18, 31, 33, 35, 45, 51, 52,
56 and 58), and we can not get HPV subtype specific results.
However, this test is capable of detecting lower concentrations
of purified HPV DNA than the earlier dot-blot hybridization
methods and includes probes for a wider spectrum of HPV types.
In our study, we found 200-5000 cells (data not shown) detected
by microscope. Additionally, its capability to quantitate
viral load in cervical specimens provides a means of possibly
increasing test specificity for the disease, so we used this
method for self testing even though the sampled tissue was
small.In this study, we did not analysis the viral load through
its semi-quantitative capability.
We compared the self-test method with the physician-obtained
method for detecting cervical HPV infections. In our study,
the self-collected sampling method had almost the same results
as the physician-obtained method in detecting the cervical
lesions (correlation of HPV detection rate: 93%). This finding
is consistence with the results of a previous study, which
demonstrated a correlation of 84%.(13) Our results imply that
the self-test method can be used as an alternative method
to identify HPV prevalence in this special category of underserved
women. However, the correlation was slightly lower in the
women older than 50 years, although the results were not statistically
different. The differences in correlation may be due to vaginal
dryness or atrophic cervix with less exfoliative cells. Second,
contamination is another concern in the self-test sampling
method and can occur at any stage. We took all precautions
to avoid the contamination. The women were advised to take
extra precautions while performing the test without touching
the swab and the transport media.
The prevalence of HPV infection (12% and 13%) was different
from other community based studies,(14) suggesting that there
is considerable variation in the sensitivity for HPV testing
, possibly because of the patient selection or study design.
In general, the prevalence of HPV infection was highest in
sexually active young women which was around 20-30% and its
prevalence in older postmenopausal women was 5-10%.(15,16)
The women enrolled in the current study were mainly elderly
and that may be the reason for the differences of HPV prevalence
with the previous study performed by Wright et al. Additionally,
HPV infection in younger women tends to be at a transient
status(17) and often spontaneously regress, whereas in older
women the virus is more prone to persist.(18) Persistence
of HPV infection in women is associated with increased risk
of persistence or progression of cervical lesions.(19) In
our study, we performed only a single test. Whether or not
this single test is representative of the lesion present is
an open question. The presence of genital oncogenetic associated
HPV in elderly women implicates a higher risk predicting factors
in comparison with young women. We propose that women with
positive HPV DNA should be advised to attend gynecology clinic
and undergo Pap smear and colposcopy even if the speculum
assisted smear is difficult to perform. We plan to undertake
a longitudinal study of HPV test to identify the persistence
of HPV infection. For those women with negative genital HPV
test, the screening interval of cervical smear can be prolonged
from 3 to 5 years.
The current study revealed that women who are disabled, elderly,
and residing in rural areas should be offered this method
as a primary screening procedure. Thus, the technique of self-testing
may find a place as an alternative low technology method for
screening women do not regularly participate in screening
programs. It may improve service utilization in the underserved
population. Better screening in these subjects would facilitate
early detection of pre-invasive cancers and could prove to
be cost effective. Moreover, clinicians may want to use this
instrument or modify it so that they may identify problems
prevalent among a particular population. We believe that this
package also meets the demands of primary care physicians
who are being asked to care for an increasing number of elderly
patients.
Although HPV DNA testing of self-collected vaginal samples
has a number of advantages for selected populations, this
approach is not without limitations. One limitation is that
simply identifying women as being high risk for HPV does not
guarantee that they will return for either colposcopic evaluation
or treatment. In such cases, women should be motivated to
undergo cytological screening. Another drawback of self-testing
could be the avoidance of a pelvic examination, resulting
in failure to detect other gynecological disorders.
In conclusion, our results indicate that self-sampling is
a reliable method for testing HPV. This method may offer a
great promise in clinical epidemiologic studies of HPV infection
and cervical neoplasia and may be particularly useful in the
evaluation of medically underserved populations. We plan to
further evaluate the self-testing for further persistence
of HPV infection at 6-month intervals in those with HPV positive
test results.
Acknowledgment
This study was supported by medical research grants NSC89-2314-B-182A-043
from the National Science Council of Taiwan and SMRP104 from
the Terry-Fox Foundation of Canada.
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From the Departments of Obstetrics and Gynecology, 1Departments
of Pathology, Chang Gung Memorial Hospital, Taipei; 2Department
of Biochemistry, College of Medicine, Chang Gung University,
Taoyuan, Taiwan.
Received: May 20, 2002; Accepted: Jul. 23, 2002
Address for reprints: Dr. Chih-Jen Tseng, Department of Gynecology
and Obstetrics, Chang Gung Memorial Hospital. 6, Section West,
Chai Pu Road, Pu Tz, Chai Yi 613, Taiwan, R.O.C. Tel.: 886-5-3621000
ext. 2775, Fax: 886-5-3621000 ext 2761; E-mail: cjtseng@cgmh.org.tw
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